Timothy M. Simons

Experience & Activities

Member

CFA, CIPM, CSCP

Tim has nearly 30 years of SEC compliance experience working with investment advisers of all sizes, across all asset classes.  Prior to joining FOCUS 1, Tim was a Chief Compliance Examiner in the SEC’s Philadelphia Office where he also supervised a Branch of Investment Adviser/Investment Company Examiners and participated in over 200 examinations between 1988 and 2000. In addition to being a regular speaker at several regional industry conferences, he was an instructor at SEC national training for new examiners for many years.