Resources
Some Valuable Resources
SEC Survival Guide
Being SEC compliant, in and of itself, is not the same as being prepared for an SEC exam. Our resources will prepare you.
Podcasts
A brief “heads up” from Focus 1 Associates on SEC compliance matters we believe to be timely and relevant.
Key Document Library
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvi.
Compliance Links
Find important web links to frequently used sites, articles, rules, guides, etc. relating to compliance.
About Us
Welcome to 206(4)-7 a Compliance Resource site brought you by Focus 1 Associates
We help identify Compliance Risks
Neque porro quisquam est, qui dolorem ipsum quia dolor sit amet eius modi tempora data.
We help Automate the Process
Find remarkable ideas is that this text has been the industry's standard ever in business.
Expert People
Our Team Members
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod
data tempor incididunt ut labore et dolore magna.
data tempor incididunt ut labore et dolore magna.
Tobin S. Cochran, IACCP®
Managing Member / President
Linda F. Beckmann, CSCP
Senior Member
Victoria A. Luiten, IACCP®
Director
Kevin W. Poteracke
Compliance Associate
Mark D. Comish
Head of Regulatory Filings & Tech, COO
Latest News
